News
Katherine Chiglinsky, Romy Varghese and Brian Louis |
May 18, 2018
Prudential cut its muni holdings by 3%.
News
John Tozzi and Emma Ockerman |
May 18, 2018
For people with conditions like diabetes, gaps in coverage can be deadly.
For people with conditions like diabetes, gaps in coverage can be deadly.
Best Practices
James J. Green |
May 18, 2018
SmartAsset’s review of its lead gen service found the best advisors at closing new clients followed the same steps.
News
Bernice Napach
|
May 18, 2018
Sallie Mae's latest report on saving for college shows that families still favor general savings accounts above 529 savings plans.
News
Michael Fischer
|
May 18, 2018
Taxpayers are expected to pump $13 billion in tax savings into the housing market this year, Zillow reports.
News
Bernice Napach
|
May 18, 2018
The corporate bond index futures will function as a “tool to mitigate credit risk in the corporate bond market,” Cboe's president says.
Allison Bell
|
May 18, 2018
For high earners, pension benefits could fall to 6% of what was promised, from 50% today.
News
Ginger Szala
|
May 18, 2018
How will advisors meet the needs of younger investors in an ever-more-complex world?
News
Ginger Szala
|
May 18, 2018
Big data and machine learning are paving the way for new advisor apps that will help reduce friction with core services.
News
Emily Zulz
|
May 18, 2018
In another enforcement action, a broker representative and investment advisor were indicted for fraud.
Instant Insights / Advisors Who Serve(d)
By Ronald Pechtimaldjian
| May 07, 2018
Please tell us about your military service so we can share your stories this Memorial Day weekend in our ongoing Advisors Who Serve(d) slideshows.
Browse Instant Insights →
Read More Stories →
Commentary
Nicolas Morgan|
May 18, 2018
The SEC hasn't yet declared that a specific token is not a security. The courts may beat it to the punch.
Slideshow
Maria Wood|
May 17, 2018
Adults with a househohold income over $50,000 are less likely to be obese — but plenty are obese.
News
Allison Bell
|
May 17, 2018
Before Neely worked at the White House, she was a top executive at HIAA.
News
Zachary Tracer|
May 17, 2018
Rising premiums have started to help insurers’ bottom lines.
News
William Clowes|
May 17, 2018
The Congolese city affected has a population of 1.2 million.
Ginger Szala
|
May 17, 2018
New solutions will reduce on boarding friction, add voice component and provide enhanced security
News
Emily Zulz
|
May 17, 2018
The documents were for internal purposes and no customers were harmed, according to a Wells Fargo spokesperson.
News
Melanie Waddell
|
May 17, 2018
FINRA Board also filed with SEC proposed amendments to its TRACE rules to expand the definition of Agency Debt Security to address a new issuance structure by government-sponsored enterprises
News
Bernice Napach
|
May 17, 2018
Increasing mortgage, student loan and auto debt contributed to the record level, according to the New York Fed.
News
Michael Fischer
|
May 17, 2018
Lowering fees is an ineffective strategy for driving growth, PriceMetrix data finds.
News
Allison Bell
|
May 17, 2018
Global Atlantic got some survey results you might expect, and some that you might not expect.
Best Practices
Ginger Szala
|
May 17, 2018
Want to feel empowered? Sit straight and have “presence,” social psychologist Amy Cuddy tells Envestnet Summit RIAs.
News
Allison Bell
|
May 17, 2018
New survey results that suggest that the issue may be hotter than job security.
News
Allison Bell
|
May 17, 2018
One fluffy cloud is the future of Medicare Advantage chronic care benefits options.
News
Emily Zulz
|
May 17, 2018
To clear up some confusion, the asset manager is moving away from using the shorthand SSGA, effective immediately.
Expert Opinion
Robert Bloink and William H. Byrnes|
May 17, 2018
Tax planning strategies have already emerged to allow service business owners to reap the benefits of the 20% tax deduction for QBI.
Claude Thau|
May 16, 2018
One of the top players in the LTCI market looks, in-depth, at the controversy over rate increase notices.
News
Janet Levaux
|
May 16, 2018
Leaders of the firm visited 20 cities to meet with registered reps for the second year in a row.
News
Melanie Waddell
|
May 16, 2018
The bills would boost e-delivery and the use of annuities in retirement plans.
News
Emily Zulz
|
May 16, 2018
"Consumers are making strategic choices where they place their savings," Hearts & Wallets says.
Commentary
Angie Herbers
|
May 16, 2018
Inserting a dose of reality into your ideal business plans is healthy and can drive true success
News
Ginger Szala
|
May 16, 2018
The Envestnet chairman explains how advisors need to expand their definition of advice to achieve their clients’ goals.
News
Melanie Waddell
|
May 16, 2018
In a hearing, lawmakers hammered the SEC on ICO oversight and agency officials blasted a recent Supreme Court decision on disgorgement.
News
Allison Bell
|
May 16, 2018
Beam Dental uses the brush to collect data on enrollees' brushing habits.
News
Allison Bell
|
May 16, 2018
Most access cases reported to federal authorities took more than 50 days to resolve.
News
Michael Fischer
|
May 16, 2018
Cash remained high and expectations of global economic growth low in May.
News
Allison Bell
|
May 16, 2018
Term life may get the good press, but permanent life still has the buzz.
News
Bernice Napach
|
May 16, 2018
The Center for Retirement Research offers several proposals to modernize Social Security so it doesn't run out of funds and helps the most vulnerable.
News
James J. Green|
May 16, 2018
Startup finds success among advisors with its bond trading platform while helping advisors meet MSRB requirements.
News
Emily Zulz
|
May 16, 2018
The firm hired a dedicated recruiter to focus on bringing in more early-career and second-career candidates.
Commentary
Sarah Gelfand|
May 16, 2018
Advisors have an important role to play in translating a client’s preference for impact into practical strategies.
Commentary
Arif Razvi|
May 15, 2018
Everyone can use a benefit that adds hours to the day. Here's an example.
News
Julie Verhage|
May 15, 2018
One of the companies Allianz Life is investing in is Ladder.
News
Justin Sink and Toluse Olorunnipa|
May 15, 2018
The PBGC's multi-employer plan program could go broke by 2025.
Slideshow
Michael Fischer
|
May 15, 2018
The most affordable rentals in April were concentrated in the country’s midsection.
Q&A
Jane Wollman Rusoff
|
May 15, 2018
Goldman managing director turned journalist Nomi Prins tells ThinkAdvisor how removing central bank support could create a financial crisis worse than the 2008 collapse.
News
Christopher Condon and Craig Torres|
May 15, 2018
Former Fed policy advisor Vince Reinhart said both "showed themselves to be team players."
News
Sarah Ponczek|
May 15, 2018
As of Tuesday afternoon the 3-month Treasury yield was two basis points above the S&P 500 dividend yield.
News
Allison Bell
|
May 15, 2018
The IRS has been telling some employers to pay millions of dollars in fines.
News
Allison Bell
|
May 15, 2018
The department said it needs to verify the fairness of an insurer's transactions with affiliates.
News
Allison Bell
|
May 15, 2018
Marc Cadin wants the group to reach out to holistic advisors.
News
Melanie Waddell
|
May 15, 2018
CPA planners will be able to track client behavior, benchmark performance and pinpoint growth opportunities.
Commentary
Justin Fox|
May 15, 2018
Without understanding it, you’ll never know if installing solar panels (or buying a stock) is a good deal or not.
Best Practices
Bryan Kuderna|
May 15, 2018
One great way to win customer loyalty is to help customers help others.
News
Michael Fischer
|
May 15, 2018
The economy seems more conducive to getting married and starting a family than it did three years ago, AICPA reports.
News
Melanie Waddell
|
May 15, 2018
IRA growth “at least partially attributable to rollovers from assets built up in employment-based plans,” EBRI says.
News
James J. Green|
May 15, 2018
Research from Northern Trust Asset Management puts a kink in the conventional wisdom around TDF glide paths.
Slideshow
Allison Bell
|
May 14, 2018
One proposal could let Medicare drug plans change covered drug lists in the middle of the year.
News
Emily Zulz
|
May 14, 2018
Bitwise Asset Management hires John Hyland as global head of exchange-traded products.
News
Bernice Napach
|
May 14, 2018
A GAO report explains why student loan default rates disclosed by individual colleges may be misleading.
Slideshow
Michael Fischer
|
May 14, 2018
The rental market is of critical importance to both real estate investors and some of your potential clients.
Commentary
Mohamed A. El-Erian|
May 14, 2018
These three notable hypotheses have an important implication for what likely lies ahead for investors.
News
Michael Fischer
|
May 14, 2018
Only four in 10 parents with children under 13 are saving for education, the firm reports.
News
Melanie Waddell
|
May 14, 2018
The new FinCEN requirements are intended to help prevent money laundering.
Poll
Janet Levaux
|
May 14, 2018
Investment Advisor and ThinkAdvisor want you to tell us who are the best independent broker-dealers.
Slideshow
Allison Bell
|
May 14, 2018
Trump's proposed plans could attract 670,000 to 2.4 million enrollees.
Best Practices
Jeremy Nason|
May 14, 2018
The worst obstacle to closing sales is that people think they're broke.
News
Ginger Szala
|
May 14, 2018
Over 2,000 attendees are registered for the event, which features sessions on technology, portfolio management, best practices, ESG investing, strategists’ solutions, data management and more
Bernice Napach
|
May 14, 2018
Future oil prices depend on many factors, including how importers of Iranian oil will respond to Trump's threats of sanctions.
News
Emily Zulz
|
May 14, 2018
Also, BNY Mellon expands its trust network and Morningstar chooses Northern Trust as global custodian for Morningstar Funds.
News
Lilian Karunungan|
May 14, 2018
Asia’s developing economies are forecast to expand 6.5% on average in 2018 versus 4.9% for all emerging markets.
News
Brian Chappatta|
May 14, 2018
Any hints that they're considering a slower pace of rate increases could cause the curve to steepen.
News
William Clowes|
May 13, 2018
A possible source of catastrophic life insurance risk is back in the news.
Q&A
Jane Wollman Rusoff
|
May 11, 2018
Longtime cannabis advocate Troy Dayton tells ThinkAdvisor what he sees in the future for cannabis and what today's regular users really look like.
Allison Bell
|
May 11, 2018
AHIP says it likes many of the new proposals but thinks some would increase prices.
News
Michael Fischer
|
May 11, 2018
The bipartisan bill would make the charitable deduction available to all taxpayers, whether or not they itemize.
News
Emily Zulz
|
May 11, 2018
All of LearnVest's financial planners have been offered positions at Northwestern Mutual.
News
Melanie Waddell
|
May 11, 2018
Galvin's case is “part of his campaign to enforce his own, personal interpretation of this now-abolished federal rule,” they said.
News
Anna Edney|
May 11, 2018
The proposal could affect health insurance costs, and clients' out-of-pocket spending.
News
Allison Bell
|
May 11, 2018
Regulators are thinking about revenue-sharing streams that go dry.
Commentary
Noah Smith|
May 11, 2018
Predicting downturns is so hard that most economists don’t bother. Might as well try an algo.
News
Melanie Waddell
|
May 11, 2018
Wall Street lobbying groups spent $719 million in 2017, according to Americans for Financial Reform.
Melanie Waddell
|
May 11, 2018
Powell also said he’d consider releasing as much as possible of the third-party review on the bank's reforms.
Julie Edde|
May 11, 2018
To keep making payments, administrators may face a long approval process.
News
Bailey Lipschultz|
May 11, 2018
One concern is whether PBMs are hogging the discounts.
News
Michael Fischer
|
May 11, 2018
The all-in-one search tool is designed to provide easier, faster access to public information.
News
Emily Zulz
|
May 11, 2018
Meanwhile, a hedge fund manager was sent to prison for six years.
Commentary
Felix Steinmeyer|
May 10, 2018
One of big ideas at LISA's annual spring conference was that technology can speed things up.
Commentary
Scott Diamond|
May 10, 2018
Although life insurance is sometimes portrayed as a "set it and forget it" investment, the reality is that there are a variety of variables that can change along the way.
News
Bernice Napach
|
May 10, 2018
Rates are rising because they are set as a spread to the 10-year Treasury rate, which has been heading higher.
Melanie Waddell
|
May 10, 2018
Diverse Leadership Act would require that at least one minority and one female candidate be interviewed to fill presidential vacancies at Fed banks.
News
Bernice Napach
|
May 10, 2018
Only 3.5% of CFP professionals are black or Latino, the Board reports.
Commentary
Mike Patton
|
May 10, 2018
In part 1 of this 3-part analysis of recessions, we will look at the yield curve prior to each of the past seven U.S. recessions--you may find the results surprising.
News
Melanie Waddell
|
May 10, 2018
The 5th Circuit has yet to issue an order to vacate the rule, as it was expected to do on Monday.
News
Allison Bell
|
May 10, 2018
The company starts with a total market value of about $11 billion.
Commentary
Conor Sen|
May 10, 2018
The economic priorities will change before the 2020 election.
Commentary
Anne Richter|
May 10, 2018
As the use of these accounts increases, legislative changes are needed in order to make them more effective and accessible.
News
James J. Green|
May 10, 2018
North Capital offers a platform to better serve both issuers and investors in the exempt securities market.
News
Allison Bell
|
May 10, 2018
Issuers can add new types of benefits based on two separate rule 'reinterpretations.'
News
Michael Fischer
|
May 10, 2018
Criminals solicit recertification of foreign status using a bogus form.
News
Allison Bell
|
May 10, 2018
Frank Lichtenberg says the average cost of a non-disabled year gained was about $1,600.
News
Melanie Waddell
|
May 10, 2018
Amended rule requires BDs to disclose more transaction-related information to retail customers for trades in fixed income securities; MSRB gets SEC OK to establish a new advertising rule
News
Allison Bell
|
May 10, 2018
Executives at IHC and Health Insurance Innovations expect short-term health limit relief.
News
Allison Bell
|
May 10, 2018
The companies' new deals will protect the benefits of 48,500 people.
News
Bernice Napach
|
May 10, 2018
A Senior Citizens League survey found that retirees use 25%-50% of Social Security benefits to finance healthcare costs and oppose Medicare cuts.
News
Janet Levaux
|
May 09, 2018
Plus, Cetera CEO Robert Moore says there is more hiring to come in business development for the IBD network.
Commentary
Angie Herbers
|
May 09, 2018
Look to your clients to give you direction on what technology works best for communicating with them and improving your advisory practice.
News
Alex Barinka|
May 09, 2018
The company's stock sold for $20 per share.
News
Bernice Napach
|
May 09, 2018
Christopher Peterson of the Consumer Federation of America called the move an "appalling step."
News
Alex Barinka and Katherine Chiglinsky|
May 09, 2018
Equitable is a major step closer toward regaining its independence.
Resources
From Black Diamond® Wealth Platform
Explore critical strategies to use in preparation for the biggest generational wealth transfer in history.
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From SEI
How much do you love asking for referrals? There are other ways to get referrals--in fact, nine that we’ll share with you. And one important step is to know just how referable you are.
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From LPL Financial
As regulations tighten, technology evolves and generations shift, more people look to financial advisors for guidance. Understand why and how you can capitalize on it.
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From Orion Advisor Services
Learn a better way to master the constantly changing regulations and quickly adapt to changes.
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From INVESTMENTS & WEALTH INSTITUTE
Discover how to increase production and unlock your capacity for peak performance using Neuroscience findings and insights from top advisors around the world.
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From LPL Financial
The Tax Cuts and Jobs Act of 2017 ushered in the most comprehensive changes to the tax code we’ve seen in three decades -- learn how it can benefit you and the future of your practice.
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From American Portfolios
Don’t leave your clients and employees high and dry-- start planning for the future of your practice now.
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From SEI
There’s a shift underway in the advice industry. Your clients’ financial lives are more complex. They’re demanding more transparency and value, and want to take an active role in the planning process.
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From Orion Advisor Services
Comprehensive reporting on alternative investments as part of a larger portfolio does not have to be troublesome. Learn more about the biggest challenges and how to overcome them.
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From American Portfolios
The tax reform bill passed at the end of 2017 means big changes. Learn the ins-and-outs from this comprehensive guide to help your clients navigate the changes.
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From American Portfolios
Build your practice focusing on managing risk and solving for the four common dreams shared by the affluent baby boomers.
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From American Portfolios
Learn about the challenges and benefits of Baby Boomers and Millennials working together. Find solutions on how these generations can come together to best serve clients as the industry evolves.
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From American Portfolios
ESG Investing is growing substantially as Millennial investors fuel demand for products. This guide outlines ESG history, portfolio opportunities and why ESG is positioned for massive growth.
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From American Portfolios
Solidify your cyber-strength with layered cybersecurity. Learn about password management systems and how combining them with two-factor authentication helps keep your online accounts safe.
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From American Portfolios
Having a succession plan and ensuring the continuity of business--not only for the advisor, but for the clients they are charged with protecting--is an integral aspect in business of any kind.
Download Resource ›
From American Portfolios
As an investment professional, video marketing can be a very powerful tool that you can utilize to enhance your practice.
Download Resource ›
From American Portfolios
Millennials are the future of your practice; both as clients and employees. Understand how they think to capture them as clients, attract them as employees and retain them as firm succession plans.
Download Resource ›
From American Portfolios
Reviewing this paper and incorporating the steps included into your 2018 marketing plan will enable you to be effective and take advantage of the huge swells soon to come.
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From American Portfolios
Secure the future of your business with customers from the largest generation in history.
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From American Portfolios
Variable annuities are simplifying, bringing new opportunities to grow your business. Take a quick dive into recent product evolutions and how to identify the best clients to engage for conversation.
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From American Portfolios
Download this complimentary White Paper to learn the 7 key considerations that will transform your business.
Download Resource ›
From American Portfolios
Consider the benefits of converting to a fee-based model, along with comparing it to a commission structure.
Download Resource ›
From Orion Advisor Services
Learn how independent advisors are using new optimization technology to stay competitive and maintain premium pricing, while the industry trends towards discounting and commoditizing services.
Download Resource ›
From Orion Advisor Services
In an increasingly competitive industry, advisors and independent broker dealers need to differentiate their firm. Learn how providing tax alpha at scale gives you a major competitive edge.
Download Resource ›
From LPL Financial
A comprehensive handbook for attracting clients through digital marketing.
Download Resource ›
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