Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Client Profiles Changing Quickly: AssetMark
By Dinah Wisenberg BrinMore RIAs than BD-affiliated advisors see opportunity in younger investors, a survey finds.
October 26, 2026
RBC Wealth Adds $1B Group From UBSThe Nepa/Susco Team, based in Pennsylvania, specializes in wealth planning.
October 26, 2026
11 Ways to Gauge How Clients Handle RiskHow do they react when faced with real-life financial uncertainty?
October 23, 2026
Trust in Advisors Grows as Investors Sour on AI-Only AdviceEight in 10 clients say the industry is meeting their needs, SIFMA and KPMG find.
October 23, 2026
AmeriFlex Group Adds 17 Advisors With $1.4B in Q3CEO Thomas Goodson says the RIA's SuccessionFully platform helps advisors monetize their practices.
October 23, 2026
7 Top SEC Exam Priorities for 2027An "explicit focus on fraud detection and bad actors" is absent from the just-released list, lawyer Nick Morgan says.
October 20, 2026
XYPN Begins Search for Next PresidentAfter nearly seven years with the business support platform, Vince Hockett is planning to retire next spring.
October 20, 2026
Ex-JPMorgan Advisors Launch $18.6B Independent FirmPhil Scott and Jim Atwood co-founded Latigo Peak Partners, which serves UHNW individuals and families.