Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Stay or Go? Advisor Consultant Offers 7 Points to Consider
By Dinah Wisenberg BrinAdvisor transition specialist Maria Kutscher outlines a framework to assess potential exits.
April 03, 2025
Peter Mallouk: Market Is 'Far From Blood in the Streets'Stocks would be down 20% today if investors believed tariffs would last beyond a year, Creative Planning's CEO says.
March 28, 2025
'Naming and Shaming' Discourages Advisor Misconduct: StudyNew research found that firms with high misconduct rates cleaned up their acts after their names were published.
March 26, 2025
UBS Delays Advisor Pay Cut From 12b-1 FeesThe delayed cuts are separate from other compensation changes UBS made this year.
March 20, 2025
Best & Worst Firms for Investor Satisfaction: J.D. Power, 2025A quarter of DIY investors are likely to seek professional advice in the next year, the research group finds.
March 04, 2025
Citi Copy-Paste Error Almost Sent $6B to Wealth AccountThe error occurred in the same month that the bank accidentally credited $81 trillion to a different client.
March 03, 2025
4 Pillars to Start Planning Your ExitIf 2025 is the year to switch firms, it’s time to determine how to ensure a smooth transition.
February 27, 2025
9 Ways to Make Model Portfolios Work for Clients: Advisors' AdviceWhen it comes to asset allocation, there's plenty of middle ground between "fully custom" and "off the shelf."