ETFs
The top ETF news, analyses and in-depth articles on stock, bond, commodity, sector and other ETFs.
Client Relationships Help Safeguard Against Digital Threats
By Rob BurgessGetting to know investors' deeper goals and motivations, a Steward Partners webinar offers, can pay dividends.
November 10, 2026
6 Factors Tied to Advisor MisconductResearchers suggested two possible ways to reduce bad behavior in the industry.
November 10, 2026
PRO
Shorting ETFs: A Bearish Strategy Mutual Funds Can't OfferClients comfortable with the risk can profit if an ETF's price falls.
November 05, 2026
LPL Advisor Wins House SeatWes Climer, the co-founder of a wealth management group, will represent South Carolina's 5th congressional district.
November 02, 2026
RIAs Fall Short in Developing Junior Advisors: StudyFirms closing that gap, DeVoe reports, will keep their best people, drive organic growth and manage leadership transition with confidence.
November 02, 2026
SEC Fines United Planners $600K Over Leveraged ETF Sales to ElderlyThe firm and Cary Urich, a former rep, caused 54 advisory clients to lose 70% of their investments.
October 30, 2026
PRO
Buying ETFs on Margin: Leverage Mutual Funds Can't MatchExecuted properly, this strategy can produce large profits. But clients must understand the risks.
October 30, 2026
Client Profiles Changing Quickly: AssetMarkMore RIAs than BD-affiliated advisors see opportunity in younger investors, a survey finds.