State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
12 Cities Leading the Global AI Race
By Michael S. FischerThe ranking by a British newspaper is based on 50 indicators grouped by themes around investment, innovation and implementation.
October 29, 2026
IRS Chief Donates to Trump AccountsFrank Bisignano, executive in charge of the savings tool, will contribute to children in his hometown of Brooklyn.
October 28, 2026
FINRA Bars Ex-Edward Jones Rep Accused of Improper Use of DiscretionAlexis Leon Aldaz failed to produce documents in the regulator's investigation.
October 28, 2026
The 'Retirement Number' Savers Need in 12 of the Biggest CountiesSmartAsset's calculations use a 4.7% withdrawal rule and assume retirees are also receiving Social Security.
October 27, 2026
15 Most Expensive Cities for High-End Lifestyles: 2026The cost of "living well" has risen 10.2% globally in the past 12 months, Julius Baer finds.
October 21, 2026
Osaic Nabs $2.3B ICG next From LPLJames A. Costabile, managing partner, said the wealth management firm entered serious breakaway conversations about six months ago.
October 20, 2026
Ex-JPMorgan Advisors Launch $18.6B Independent FirmPhil Scott and Jim Atwood co-founded Latigo Peak Partners, which serves UHNW individuals and families.
October 20, 2026
12 Metro Areas Where Paychecks Go the FurthestHere's where the typical worker can devote 35% or more of their income to retirement savings and fun, according to SmartAsset.