State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

12 States Where Gas Prices Have Fallen Most

June 30, 2026

12 States Where Gas Prices Have Fallen Most
NAIC Faces Cyberattack

June 29, 2026

NAIC Faces Cyberattack
Judge Scraps United Capital's Poaching Case Against Osaic

June 26, 2026

Judge Scraps United Capital's Poaching Case Against Osaic
Commonwealth Hit With Class-Action Suit Over Cash Sweeps

June 24, 2026

Commonwealth Hit With Class-Action Suit Over Cash Sweeps
These Factors Have a Big Impact on Retirement Health Costs

June 23, 2026

These Factors Have a Big Impact on Retirement Health Costs
12 Global Cities With the Most Ultra-Wealthy Residents

June 23, 2026

12 Global Cities With the Most Ultra-Wealthy Residents
The True Costs of Retirement Communities, and How Advisors Can Help

June 22, 2026

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The True Costs of Retirement Communities, and How Advisors Can Help