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Illinois Financial Regulation

Get the latest news and insights on financial regulations, enforcement actions and litigation in Illinois.


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15 U.S. Cities Where It Takes the Most Income to Be Middle Class
Ex-Citi Advisor Charged With Fraud in Film Investment Scheme
10 States the Young and Wealthy Are Fleeing: 2023
12 Best States for Millennials to Live: 2023
Ex-Edward Jones Rep Sentenced to 2 Years in Prison for Scamming Clients  


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NAIC to Spotlight Annuity Sales Standard Update Gray Zones
Regulators End Effort to Develop Long-Term Care Hybrid Rules
Ex-LPL Rep Charged With Stealing $1.3M From Client With Dementia
Ex-Edward Jones Broker Who Scammed Clients Permanently Blocked From Securities Business
Fake Financial Advisor Gets 4.5 Years in Prison for Fraud