Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Client Profiles Changing Quickly: AssetMark
By Dinah Wisenberg BrinMore RIAs than BD-affiliated advisors see opportunity in younger investors, a survey finds.
September 30, 2026
SEC Censures, Fines Zoe Financial Over Alleged Conflicts of InterestThe referral service failed to fully disclose conflicts around a sub-advisory it operates, according to the agency.
September 28, 2026
Schwab, thinkorswim App Issues Prompt Thousands of ComplaintsUsers reported login problems and a mobile app outage.
September 25, 2026
HNW Cash Service for RIAs Added to Schwab MarketplaceSave's Market Savings Program is designed for family offices and wealthy investors who prefer large cash balances.
September 16, 2026
With Claude for Financial Advisors, Anthropic Reflects AI's Potential in WealthPeter Nolan, head of asset and wealth management, discusses the suite development and related technology collaborations.
September 15, 2026
How to Close the Planning Implementation GapThe disconnect creates additional work and can make it harder for clients to understand whether their investments remain aligned.
September 10, 2026
Why the Envestnet-Vestmark Deal Matters for AdvisorsThe transaction, experts say, will increase advisors' capabilities while moving Envestnet further into the BD space.
September 09, 2026
Best and Worst Retirement Plan Websites and Apps: JD Power, 2026Investors are more likely to roll assets into a plan when they are happy with the digital experience, a survey of 6,634 participants found.