Compensation and Fees

What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.

Morgan Stanley Dealt Blow in Deferred Comp Clawback Lawsuit

November 07, 2024

Morgan Stanley Dealt Blow in Deferred Comp Clawback Lawsuit
How High-Performing RIAs Are Growing Their Profits: Fidelity

October 25, 2024

How High-Performing RIAs Are Growing Their Profits: Fidelity
Adam Dell's Latest Offering: No AUM Fees, No Subscriptions, Just Planning

October 24, 2024

Adam Dell's Latest Offering: No AUM Fees, No Subscriptions, Just Planning
Merrill Holds Advisor Pay Steady for 2025

October 24, 2024

Merrill Holds Advisor Pay Steady for 2025
Many Advisors Say They Do Comprehensive Planning. The Facts Suggest Otherwise.

October 23, 2024

Many Advisors Say They Do Comprehensive Planning. The Facts Suggest Otherwise.
XYPN Unveils 'New Path to Independence' via Corporate RIA, With a Twist

October 16, 2024

XYPN Unveils 'New Path to Independence' via Corporate RIA, With a Twist
BofA-Merrill Nears $6T in Assets Across Banking, Wealth Management

October 15, 2024

BofA-Merrill Nears $6T in Assets Across Banking, Wealth Management
Wall Street Salaries Fall Further From Pandemic Heights

October 09, 2024

Wall Street Salaries Fall Further From Pandemic Heights
How Private Equity Ownership Will and Won't Change AssetMark

October 02, 2024

How Private Equity Ownership Will and Won't Change AssetMark
Envestnet Wins Shareholder Approval for Sale to Bain Capital

September 25, 2024

Envestnet Wins Shareholder Approval for Sale to Bain Capital