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Industry Spotlight

Latest news, trends and analysis that advisors and other financial industry participants need to know about the business.

Webcasts

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February 17, 2021

LPL Unveils New Brand Identity

   Independent Broker-Dealers
Joe Duran: 9 Ways to Help Clients Live Richly Instead of Dying Rich
Human Capital: Skip Schweiss on Reshaping FPA's Value Proposition
7 Predictions for Advisors & Firms in 2021
40% of Advisors Say Switching Firms Is Easier Than Before Pandemic: Fidelity
How Can Advisors Empower Female Clients?
Two Impact Investing RIAs to Merge
$1.2B RIA Leaves Merrill to Create New Firm
XY Planning Network Hires 2 New Execs
LPL Moves to Boost Credit Facility to $1B, Refinance $900M Debt
Ex-Cetera CEO Larry Roth to Advise Cloud Tech Firm: Tech Roundup
Raymond James Insurance Group Names New President
FINRA Bars Ex-LPL Rep Accused of Investing Client's Money in Ponzi Scheme

Podcasts

Listen to free podcasts to get the info you need to solve business challenges!

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Wells Fargo Moves to Restructure Wealth Unit
$1.2B RIA Leaves Merrill to Create New Firm
Merrill Ramps Up Wealth Unit as Rich Clients Flock to Florida
FINRA Fines Ex-Morgan Stanley Rep Over Inaccurate Meal Expense Reports
How Can Advisors Empower Female Clients?
3 Moves That Can Trip Up Even the Best Leaders
Former Morgan Stanley, Schwab Exec Named First VP of New York Fed
Two Impact Investing RIAs to Merge
AssetMark to Buy Voyant for $145M
Two Impact Investing RIAs to Merge
Invesco Combines 5 Advice Solutions Under Intelliflo Brand Name
How M&A 'Merge-Ins' Can Enhance RIA Deals

Clearing & Custodial Firms

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Apex Clearing to Go Public via SPAC
How Fidelity, Schwab Charitable Donors Responded to Pandemic
BNY Mellon to Add Cryptocurrency Custody Services
What the Schwab-TD Ameritrade Deal Means for Advisors: Mallouk

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