Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Schwab Plans Proprietary Long-Short Product, Touts AI Advances
By Dinah Wisenberg BrinThe firm seeks "sustainable ways" to meet demand for tax-aware strategies, CEO Rick Wurster says.
October 01, 2026
Fidelity Sets $100M AUM Minimum for RIAsRIAs with client assets at Fidelity have until June 30 to meet the requirement.
September 30, 2026
Schwab Unveils 'Charley' AI Assistant for Retail ClientsCharley will roll out in phases starting in October.
September 28, 2026
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What's Making the RIA Industry 'Really Exciting,' According to Will TroutThe director of securities and investments at Datos Insights digs into the Vanguard-Altruist deal and related AI developments.
September 24, 2026
Savvy Wealth Launches Custody Platform for RIAsRitik Malhotra, founder and CEO, said this is a vision the firm has been building toward for two years.
September 15, 2026
Schwab Wealth Advisory Raising Fees on $5M to $25M AccountsThe RIA also will charge a product fee for third-party SMAs.
September 08, 2026
Hightower Signature Wealth Selects Dispatch for Client Data ManagementDispatch is helping the fast-growing wealth platform optimize critical workflows, co-founder Madalyn Armijo says.
September 02, 2026
Schwab Sets $10M Minimum for New Long-Short AccountsSchwab is tightening access to the tax-saving strategies for the third time in recent months.