Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Schwab Warns of Margin Calls as Concerns Over Tax Bets Mount
By Justina LeeThe brokerage will issue a margin call and contact the advisor if any of their accounts exceed the new thresholds.
May 18, 2026
Fidelity's $2.5M Data Breach Settlement: What Clients Should KnowPayments to eligible investors are expected to be $100; those who can prove monetary losses can collect more.
March 26, 2026
Schwab Launches Teen Investment AccountThe joint child-parent account aims to provide investing experience for 13- to 17-year-olds.
March 13, 2026
Schwab Forecasts Revenue Growth of 16% for Q1CEO Rick Wurster says retail investors are buying the dip in U.S. equities, undaunted by the war.
March 12, 2026
Schwab CEO Says Markets-Savvy Gen Z Joins Dip-Buying FrenzyYounger investors are entering the market earlier and trading more actively than other age groups, Wurster said.
March 02, 2026
Fidelity Managed Assets Top $7T, Revenue Jumps 15%Fidelity's fund assets rose by over $1 trillion.
February 10, 2026
Altruist Adds Tax Planning Tools Within AI Platform HazelJason Wenk, founder and CEO of Altruist, said Hazel's features redefine what tax planning means for advisors.
February 06, 2026
Schwab Readies $5 Block-Trade FeeSchwab Advisor Services' per-account charge for certain trades, effective March 2, could affect advisors' bottom line.