Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
AssetMark Reports Voice Phishing Attack
By Dinah Wisenberg BrinThe breach exposed some client and advisor information.
June 02, 2026
Mariner Reports Data Breach Affecting Nearly 9,000A criminal third party downloaded private data, the wealth advisory firm told clients.
May 20, 2026
Fisher Investments Wins Temporary Block on Two Copycat Domain NamesThe RIA alleges the sites are diluting its trademark in an attempt to trick visitors into entering their data.
May 18, 2026
Fidelity's $2.5M Data Breach Settlement: What Clients Should KnowPayments to eligible investors are expected to be $100; those who can prove monetary losses can collect more.
May 13, 2026
PRO
How to Help Grown Children and Aging Parents With Tough TalksAdvisors "can move a conversation in 30 minutes that a family has avoided for 30 years," planner Jim Crider says.
May 01, 2026
Medicare Portal Exposed Providers' Social Security Numbers: ReportThe database was created by the Centers for Medicare and Medicaid Services to help seniors look up medical providers.
April 27, 2026
Fidelity Hit With $1.25M Fine Over Data BreachMassachusetts' top securities regulator ordered the fine over a breach that compromised the data of 77,000 customers.
April 23, 2026
LPL: Phishing Breach Led to Unauthorized TransactionsLPL said it restored affected accounts to their original financial positions.