Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
How Scammers Use AI to Trick Advisors and Clients
By Melanie WaddellAI makes it far easier to craft believable phishing emails and malicious sites, says Cayla Culver of Schwab Advisor Services.
August 28, 2026
Osaic Appoints Chief AI and Technology OfficerSayee Bellamkonda will oversee the firm's technology strategy in a newly expanded role.
August 07, 2026
MoneyLion Veterans Roll Out AI Platform for Wealth ManagersThe platform, Astraeus, was built in collaboration with wealth firms, co-founder Jon Stevenson says.
August 05, 2026
Major Hedge Funds Targeted in Wave of Attempted CyberattacksHackers reportedly launched a wave of sophisticated attacks on Wall Street firms in recent days.
July 30, 2026
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AI Is Now Advisors' Top Compliance Worry. Here's What They Should Do.Eighty-five percent cite the technology as their most pressing concern, the Investment Management Compliance Testing Report finds.
July 21, 2026
U.S. Considers Creating FINRA-Like Watchdog to Vet Top AI ModelsThe plan would create an independent regulatory agency for AI that would report to the SEC.
July 20, 2026
RIAs Don't Need More AI Experiments. They Need an Implementation Plan.Firms need to movie beyond generic tools and one-off prompts by building secure, auditable, human-led workflows.
July 09, 2026
AI Raises Cybersecurity Stakes for Wealth ManagersThe technologies introduce an evolving set of risks that firms must manage at a pace that matches rapid adoption.