Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Osaic Appoints Chief AI and Technology Officer
By Rob BurgessSayee Bellamkonda will oversee the firm's technology strategy in a newly expanded role.
July 30, 2026
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AI Is Now Advisors' Top Compliance Worry. Here's What They Should Do.Eighty-five percent cite the technology as their most pressing concern, the Investment Management Compliance Testing Report finds.
July 21, 2026
U.S. Considers Creating FINRA-Like Watchdog to Vet Top AI ModelsThe plan would create an independent regulatory agency for AI that would report to the SEC.
July 20, 2026
RIAs Don't Need More AI Experiments. They Need an Implementation Plan.Firms need to movie beyond generic tools and one-off prompts by building secure, auditable, human-led workflows.
July 09, 2026
AI Raises Cybersecurity Stakes for Wealth ManagersThe technologies introduce an evolving set of risks that firms must manage at a pace that matches rapid adoption.
June 30, 2026
AssetMark Reports Voice Phishing AttackThe breach exposed some client and advisor information.
June 29, 2026
NAIC Faces CyberattackAt least three rating agencies said they have paused the data feeds that normally flow to the regulator group.
June 24, 2026
Edward Jones Partners With Fraud Alert PlatformCarefull helps monitor client accounts for warning signs such as suspicious transactions.