Succession Planning
Learn how top financial advisors and firms handle succession planning and what industry experts suggest is key to getting it right.
RIA Deals on Track to Fall in Q3: DeVoe
By Michael S. FischerThe dip, according to new data, follows a seven-quarter streak of record-setting activity.
September 14, 2026
Advisors Know Succession Planning Matters. Why Are So Few Prepared?Less than 40% of advisors planning an exit in the next five years have a successor in mind, a new survey finds.
August 27, 2026
PRO
Selling Your RIA to Private Equity Without RegretsTalk to multiple firms, do your homework and prepare for a mindset shift, Allworth Financial co-founder Scott Hanson advises.
August 20, 2026
FP Transitions Introduces Firm Valuation Benchmarking ToolCEO Brad Bueermann also announces the hiring of a new chief operating officer.
August 19, 2026
Family Offices Favor Direct Investments Over Hedge Funds and Private Credit: ReportThe shift reinforces a trend FINTRX has been watching, research associate Patrick Galvin says.
August 05, 2026
PRO
Want to Sell Your Business? Start Planning EarlyWaiting too long to implement a tax-efficient strategy is a mistake, says Bryan Bibbo of Prosperity Capital Advisors.
August 04, 2026
Sammons to Get a Homegrown Chairman and CEORob TeKolste, Esfand Dinshaw's chosen successor, has been with the employee-owned annuity issuer since 1999.
July 23, 2026
Jackson Taps Its Next President and CEOCFO Don Cummings is set to take the reigns from Laura Prieskorn on Oct. 1.