RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Major Hedge Funds Targeted in Wave of Attempted Cyberattacks
By Hema Parmar, Katherine Burton and Sridhar NatarajanHackers reportedly launched a wave of sophisticated attacks on Wall Street firms in recent days.
July 16, 2026
SEC Releases New E-Delivery RuleRegulation E-Delivery would allow firms to send documents electronically without requiring investors to opt in.
June 25, 2026
SEC Sends E-Delivery Rule to White House for ReviewSEC Chair Paul Atkins has said he's asked agency staff to draft a "broader" e-delivery rule.
June 24, 2026
Edward Jones Partners With Fraud Alert PlatformCarefull helps monitor client accounts for warning signs such as suspicious transactions.
June 12, 2026
FINRA Files to Make Remote Inspections PermanentThe regulator is also seeking approval on rules to modernize home office inspections and more flexible CE requirements.
June 05, 2026
SpaceX, Other Mega IPOs Denied Fast Index Entry by S&PNasdaq changed its rules recently so SpaceX can join the Nasdaq 100 Index in just 15 trading days.
May 12, 2026
E-Delivery Rule Will Be 'Broader': SEC ChiefThe SEC's e-delivery approach will apply across BDs and investment advisors, Atkins said at FINRA's annual conference.
April 20, 2026
Ameriprise Data Breach Affected Nearly 48,000Two lawsuits sparked by the March incident have been dropped, court records show.