RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
5 Compliance Questions to Ask Before Choosing an AI Platform
By Aryah FardFor RIAs and wealth firms, the burgeoning number of options can make vendor selection feel overwhelming.
October 08, 2026
Vanilla Launches Mobile NotaryThe service brings a vetted notary straight to an advisor's clients.
September 25, 2026
IRS Launches New Mobile AppThe app replaces IRS2Go and expands the agency's digital services.
September 22, 2026
How to Manage Client Data in an AI WorldThe industry needs to rethink sending sensitive investor information to a frontier model and then focusing on safeguards.
September 22, 2026
Mercer Names Cynthia Loh to New Executive RoleAs chief platform officer, Loh will oversee the operating system that anchors the RIA's client and advisor experience.
August 25, 2026
8 Steps to Rebuild Advisory-Firm Workflows for GrowthDetermine what to protect, what to simplify and what to overhaul before friction becomes a barrier.
August 21, 2026
XYPN Partners With Phone PlatformThe CurrentClient collaboration provides discounts on tools for compliant texting, AI-generated call summaries and other tasks.
August 05, 2026
Major Hedge Funds Targeted in Wave of Attempted CyberattacksHackers reportedly launched a wave of sophisticated attacks on Wall Street firms in recent days.