RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
8 Steps to Rebuild Advisory-Firm Workflows for Growth
By Stan GregorDetermine what to protect, what to simplify and what to overhaul before friction becomes a barrier.
July 29, 2026
Bloomberg to Acquire Canoe Intelligence in Private Markets PushCanoe's platform automates private markets data collection for wealth managers, family offices and institutional investors.
July 28, 2026
Will the SEC Scrap This Vague Texting Rule?The agency plans to issue proposals in October on which records that BDs and RIAs need to keep.
July 16, 2026
SEC Releases New E-Delivery RuleRegulation E-Delivery would allow firms to send documents electronically without requiring investors to opt in.
June 25, 2026
SEC Sends E-Delivery Rule to White House for ReviewSEC Chair Paul Atkins has said he's asked agency staff to draft a "broader" e-delivery rule.
June 24, 2026
Edward Jones Partners With Fraud Alert PlatformCarefull helps monitor client accounts for warning signs such as suspicious transactions.
June 12, 2026
FINRA Files to Make Remote Inspections PermanentThe regulator is also seeking approval on rules to modernize home office inspections and more flexible CE requirements.
June 05, 2026
SpaceX, Other Mega IPOs Denied Fast Index Entry by S&PNasdaq changed its rules recently so SpaceX can join the Nasdaq 100 Index in just 15 trading days.