RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
As Wire Fraud Claims Rise, Advisors May Find They Aren’t Properly Insured
By Brian FrancetichAn advisory firm needs to protect itself to ensure that it isn’t on the hook for these liabilities.
October 31, 2024
BofA Says Regulators May Take Action Over Money Laundering, ZelleU.S. regulatory agencies have been digging into consumer complaints about how banks handle reported abuses of the Zelle network.
October 24, 2024
Independent Advisor Alliance to Provide Wealth.com's Estate Planning ToolThe partnership will offer IAA's 225 advisors access to the firm's end-to-end platform.
October 22, 2024
Banks Brace for Era of Consumer Data SharingThe CFPB says bank clients will be able to demand, download and transfer their highly-coveted data to other financial firms for free. The final rule should cover checking accounts, credit cards and digital wallets, but not mortgages, student loans or car loans.
September 09, 2024
Social Security Fixes Glitch That Shuttered Offices, Phone ServiceA technical issue affected personalized services for several hours on Friday.
August 29, 2024
Data Firm Faces a Dozen Suits Over Social Security Number LeakThe breach of National Public Data may have compromised the Social Security numbers of 272 million people.
August 26, 2024
New RIA Succession Planning Platform Targets DFA FansThe firm's founders include two Dimensional veterans and the former president of its first partner firm.
August 15, 2024
eMoney Expands Open API ProgramWealth firms can use the software for syncing and enriching client data, as well as for custom reporting.