RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Vanilla Granted Patent for Its Estate Planning Technology
By Dinah Wisenberg BrinSeparately, the firm hired Emily Tran, formerly with Practifi, as its vice president of marketing.
June 30, 2025
The Rise of Human-AI Teams in Life InsuranceAI can elevate consumer trust by making Reg BI possible.
June 20, 2025
UBS Confirms Data Stolen After Hack at External SupplierCEO Sergio Ermotti’s direct phone number was also among the leaked information.
June 20, 2025
Morgan Stanley to Shutter Electronic Equity Market-Making UnitThe firm has been the last major bank still in the business of paying retail brokers for options order flow.
May 15, 2025
LPL Drops Suit Over Ameriprise's 'Defamatory' Data Breach NoticesThe financial services firms agreed that LPL could pursue claims with FINRA, among other points.
May 07, 2025
AdvicePay Buys Compensation Software FirmThe platform says the acquisition of AdvisorBOB is “a strategic step" to further help fee-based planners.
April 18, 2025
With So Many Tech Choices, What's an Advisor to Do?Michael Kitces' Financial AdvisorTech Solutions Map has broadened to 550 offerings in 36 categories. Many advisors feel lost.