Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Schwab Would Support Clients Who Want Assets on Blockchain: CEO Wurster
By Dinah Wisenberg Brin"Schwab is going to be there to support you," Rick Wurster assured advisors.
October 22, 2025
Vanguard CEO: Why Low Fees, Simplicity Still MatterSalim Ramji also discussed high stock valuations and private investments at the 2025 Bogleheads Investing Conference.
October 16, 2025
Schwab’s New Assets Rise 48% on Demand From InvestorsThe Advisor Services unit grew net new assets by nearly $82 billion, a jump of 52% from a year ago.
September 09, 2025
Altruist Wants Advisors to Ask Its New AI Tool AnythingCustodians can mobilize mountains of data to put AI to work for RIAs, CEO Jason Wenk says.
September 03, 2025
State Street Takes Minority Stake in Apex Fintech, Forms PartnershipThe move expands the financial services company's offerings to the global wealth management industry.
August 27, 2025
Interactive Brokers to Join S&P 500, Replacing WalgreensThe changes will take place prior to the opening of trading on Thursday, according to S&P Dow Jones Indices.
August 13, 2025
Wells Fargo Hit With $275K FINRA FineWells Fargo Clearing failed to establish and maintain a supervisory system related to municipal advisory activity.
August 12, 2025
Schwab Faces Cash Sweeps Suit Alleging Elder Financial AbuseThe complaint is among many accusing firms of paying unreasonably low interest on cash sweep balances.