Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Altruist Adds Tax Planning Tools Within AI Platform Hazel
By John ManganaroJason Wenk, founder and CEO of Altruist, said Hazel's features redefine what tax planning means for advisors.
January 30, 2026
BNY Shuffles Leadership to Boost Wealth Solutions BusinessGlobal markets head Adam Vos will lead wealth solutions at BNY.
January 21, 2026
Schwab Sees 'Record Engagement' in Q4: CEORick Wurster also said the firm will offer access to prediction markets "if it becomes of client interest."
January 09, 2026
BNY Pershing to Launch RIA Referral ProgramExecutive Ben Harrison says significant scale gives BNY Pershing a unique opportunity to match advisors and investors.
January 09, 2026
BNY Launches Tokenized Deposits in Digital Assets ExpansionDigital cash could be used for collateral and margin transactions and to make payments faster, the bank said.
January 08, 2026
3 Mega-RIAs Join Goldman Sachs Referral ProgramCreative Planning, Mercer and Wealth Enhancement Group are among the first to join.
December 22, 2025
Wells Fargo to Expand Into Clearing the $3.9T-a-Day Options MarketThe fourth-largest U.S. lender wants to build a bigger presence on Wall Street by taking on BofA and Goldman Sachs.
December 17, 2025
Schwab Doubles AUM Level for Advisors in Client Referral ProgramTwo months ago, the firm said it would hike the asset minimum for investor clients using the program.