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Regulation and Compliance > State Regulation & Compliance

Illinois Financial Regulation

Get the latest news and insights on financial regulations, enforcement actions and litigation in Illinois.

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Ex-Edward Jones Rep Indicted for Allegedly Defrauding Clients Out of $778K
Ex-CEO Sentenced to 13 Years in Prison for Defrauding Investors
Ex-Merrill Broker Gets 3.5 Years in Prison for Defrauding Clients
GPB Capital CEO, 2 Others Arrested in Scheme That Bilked 17,000 Investors
Creative Planning Strikes Its Biggest Deal to Date

Podcasts

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SEC Adopts New Ad Rule, Allows Client Testimonials
Illinois Insurance Director to Leave Post: Personnel Moves