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Regulation and Compliance > State Regulation & Compliance

North American Securities Administrators Association (NASAA)

Get the latest news and insights on the North American Securities Administrators Associations' views on financial regulations, enforcement actions and litigation.

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Draft Labor Regulations Allow Annuity Commissions

NASAA Releases New Study Guides for Qualification Exams

NASAA to Allow 5-Year Breaks for Brokers, IARs

NASAA Clears Way for 5-Year Breaks From Industry, Adds Guam

NASAA Lowers Passing Score for Series 65 Exam

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