Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
SpaceX IPO Brings 'Prime Time' for Financial Advisors Ahead of Wealth Surge
By Dylan SloanMany of the firm's thousands of employees will finally be able to sell shares into the public market.
June 04, 2026
Here's How Much Financial Planners Earned in 2025An annual compensation study shows that CFPs are earning more and are happy in their jobs.
June 04, 2026
FP Alpha Launches Tax Snapshot 3.0The latest edition seeks to deliver tax return summaries and identify issues for human review.
June 02, 2026
Mariner Reports Data Breach Affecting Nearly 9,000A criminal third party downloaded private data, the wealth advisory firm told clients.
May 29, 2026
Schwab Seeks to Reassure RIAs as Wealth Advisory Unit Grows"We will continue to be transparent with our advisors," says Jonathan Beatty, who heads Schwab Advisor Services.
May 28, 2026
Client Satisfaction Is High, but Referrals Are Low: ReportDebuting its Client Intelligence Monitor, Absolute Engagement gives the advisory industry an overall grade of B-minus.
May 27, 2026
Raymond James Exec Aims to Boost Indie Rep Assets, ServiceKirk Bell, the independent contractor division's new president, seeks to bolster the standard of care for its advisors.
May 27, 2026
Schwab Advisor Pleads Not Guilty to Assault, Weapons ChargesThe charges stem from an alleged domestic violence incident, Denver County Court records show.