State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Employers Face More State and Local Paid Family Leave Laws
By Kristen RasmussenOne challenge is that the leave access triggers differ from jurisdiction to jurisdiction.
March 08, 2018
NASAA Cautions Investors Against Unicorn CompaniesAn advisory from NASAA notes that investing in unicorns is speculative and generally unavailable to retail investors.
March 08, 2018
A Radical Way to Rein In Occupational LicensingAre all those licensing requirements good, or bad? And for whom?
February 23, 2018
Global Dividends Soar to New Record In 2017: Janus HendersonGiven the robust economic backdrop, Janus Henderson expects dividend growth to continue in 2018.
February 22, 2018
Maryland Senate Panel to Hold Hearing on Fiduciary Bill ThursdayFSI is fighting to have the fiduciary provisions removed from a bill aimed at protecting financial consumers.
February 14, 2018
Top 10 States With Most Millionaires Per Person: 2018Wealthy Americans are concentrated in blue states, which will take the biggest hit from the new tax law.
January 30, 2018
FSI Boosts State-Level Lobbying EffortsIn 2018 and beyond, we will see more and more activity at the state level, CEO Dale Brown says.
January 24, 2018
Trump Administration Challenged in Court on Medicaid OverhaulA dozen Kentucky residents are objecting to the Kentucky Medicaid program's new labor force participation requirements.