State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

ACA Cost-Sharing Reduction Deal Helps States’ Suit Proceed

January 01, 2018

ACA Cost-Sharing Reduction Deal Helps States’ Suit Proceed
Licensing Makes It Harder to Move for Work

December 28, 2017

Licensing Makes It Harder to Move for Work
New York State May Set Its Own Best-Interest Standard

December 27, 2017

New York State May Set Its Own Best-Interest Standard
Institutional Investor Confidence Dips for Fifth Month

December 27, 2017

Institutional Investor Confidence Dips for Fifth Month
Client Testimonials: Get the Benefits Without Breaking the Rules

December 21, 2017

Client Testimonials: Get the Benefits Without Breaking the Rules
10 Most Tax-Friendly States for Retirees: 2017

November 21, 2017

10 Most Tax-Friendly States for Retirees: 2017
Vullo Discusses New York's Role in National Cybersecurity Regs

November 15, 2017

Vullo Discusses New York's Role in National Cybersecurity Regs