State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
ACA Medicaid Expansion May Save Feet From Diabetes: Researchers
By Allison BellCovered patients had diseased toes cut off in time to avoid major amputations.
June 02, 2020
DOL Fiduciary Rule Reboot Lands at OMBThe rule is intended to align with SEC's Reg BI.
May 27, 2020
The Reg BI Battle Comes to a HeadWill Michael Kitces and a band of state AGs stop the rule before its compliance date next month?
May 20, 2020
State COVID-19 Job Loss Ratios Vary Widely: ResearcherJohn McGowan says the differences may explain some of the conflict over reopening the economy.
May 19, 2020
Billions of Dollars in CARES Act Still UnspentThe treasury secretary and Fed chairman were grilled about why loans aren't reaching businesses and communities in need.
May 12, 2020
Jeremy Siegel: Congress May Compromise on State COVID-19 AidIt is a "delicate question about funds to states and cities," Siegel said.
May 11, 2020
Iowa Adopts Best-Interest Standard for Annuity SalesThe division will repropose its rule for broker-dealers later this summer.
May 05, 2020
9 Things Commenters Are Saying About Iowa's Best Interest ProposalThis proposals could shape sales standards in a major annuity-issuing jurisdiction.