State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NASAA Seeks Comments on Cybersecurity Model Rule
By Elizabeth FestaNASAA proposed a model rule on information security that would encompass both cybersecurity and physical security.
August 20, 2018
Here's Where It Costs Most, and Least, to Be RichSmartAsset ranked the states based on the tax burdens faced by the highest-earning 1%.
August 07, 2018
Regulators May Form a Multi-State LTCI Rate Review SystemThe system would analyze the filings. Each participating state could make its own rate decisions.
August 06, 2018
States Continue ACA 'Civil War' in the Courts: NAIC Meeting SpeakerAnthony Shelley predicted one open battle, over the individual mandate, will go to the Supreme Court.
August 06, 2018
Rise in Home Prices Slowest in 4 Years, Mortgage Report ShowsARMs borrowers have experienced monthly mortgage payment increases.
July 31, 2018
Develop Fintech Charter & Repeal Payday Lending Rule: TreasuryCritics say if fintech charters are issued, they should be subject to the same regulatory requirements as traditional FIs.
July 23, 2018
Democrats' Midterm Fight Is Harder Than It Looks: Andy FriedmanWhile they only need to gain two Senate seats to win a majority, the math isn't so simple, Andy Friedman writes.
July 16, 2018
Judge Sets Hearing Date in Scottrade Fiduciary CaseMassachusetts securities regulator Galvin and Scottrade have been battling over whether the case should be heard in federal court.