State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
50 States of New Summer COVID-19 Wave Death Data, Plus D.C.
By Allison BellOur latest college and university dashboard suggests that careful schools may be getting the virus under control.
September 10, 2020
Economic Rebound More Fragile With U.S. Aid on BrinkBarring additional stimulus, the U.S. recovery "will be more susceptible to downside risks," said economist Gregory Daco.
September 04, 2020
The 14 Hardest-Working States in AmericaIn honor of Labor Day, WalletHub looked at metrics like hours worked, employment rates and time spent volunteering.
September 02, 2020
NASAA Seeks More CE Course Feedback, Adopts Whistleblower ActNASAA hopes to present the proposed model CE rule to state securities regulators for a vote later this fall.
August 31, 2020
As Mass. Starts Enforcing Fiduciary Rule, Galvin Puts His Game Face On"If challenged, my office is ready to defend this rule to the full extent of the law," Galvin told ThinkAdvisor.
August 19, 2020
7 States Get First Round of Jobless Aid Under Trump Order"We are working with more states to help them provide continued benefits to Americans in need," Labor Secretary Eugene Scalia said.
August 13, 2020
DOL Gives Guidance on Trump's Unemployment Benefits OrderSen. Ron Wyden, D-Ore., argued Thursday that Labor's new guidance "leaves many unanswered questions."
August 07, 2020
Drop in U.S. Jobless Claims Offers Hope for Battered EconomyAll states but Rhode Island, which showed little change, posted declines from the prior week.