State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Democrat Sinema Wins Republican-Held Senate Seat in Arizona
By Laura LitvanSinema started out in the Green Party, but she has distanced herself from single-payer health care proposals.
November 01, 2018
Financial Services Leads in Cyber, Privacy Risk Management: PwCFinancial services, followed by health care, led the way among business sectors in a new survey on firms' cyber readiness.
October 26, 2018
Big California Privacy Law to Hit Large BDs, Insurance Agencies"Companies doing business with Californians, even those located outside California, may need to start planning to comply with the new law," warns Eversheds Sutherland.
October 26, 2018
CVS-Aetna Will (Probably) Survive New York State Friction: Corporate LawyersThe companies could keep their $69 billion deal on track by offering concessions.
October 26, 2018
US Secretly Banned JPMorgan's Growth for YearsOCC stopped bank's expansion into new states for rule infractions; Trump officials reversed Obama-era regulatory enforcement.
October 25, 2018
Top 10 Least Tax-Friendly States in US: 2018From property to inheritance to booze, there's no shortage of opportunities for states to levy taxes, Kiplinger reports.
October 22, 2018
In States That Didn't Expand Medicaid, Voters Might Do It AnywayExpansions are in the ballot in Idaho, Nebraska, Montana and Utah.
October 18, 2018
New DOL Fiduciary Rule Coming Next Fall"The department is considering regulatory options in light of the 5th Circuit opinion," Labor's regulatory agenda states.