State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurance Legislators Are Talking About States' Rights
By Allison BellOne question is what states can do about health insurance while ERISA is still out there.
November 28, 2018
Top 10 States With Least Generous Wealthy DonorsA Business Insider report focused its ranking on tax filers with incomes exceeding $500,000.
November 28, 2018
Top 10 States With Most Generous Wealthy DonorsA Business Insider report focused its ranking on tax filers with incomes exceeding $500,000.
November 26, 2018
New York Best Interest Standard Violates Law: NAIFA-NYThe producer group says agents work for the insurer, not for the customer.
November 26, 2018
NASAA Keeps Waiver, Exam Fees the Same for 2019Enrollment fees for the NASAA Series 63, 65 and 66 exams will stay at last year's levels.
November 21, 2018
Federal Court Gives UnitedHealth a Break from N.Y. Risk-Adjustment AdjustmentState regulators want to redistribute insurer cash to ease the effects of federal redistribution of insurer cash.
November 19, 2018
SEC Releases Updated FAQ on Forms N-PORT, N-CENFAQ guidance sets out compliance dates for both forms.
November 15, 2018
5 Reasons This Week's NAIC Meeting Is... DifferentThe nation's insurance regulators are convening just 180 miles from a major disaster area.