State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Tech Gurus Discuss the Future of Fintech
By Melanie WaddellZestFinance's Merrill, BofA's Bessant, Betterment's Ziemer discuss fintech policy at the recent Financial Services Roundtable FinTech Ideas Festival.
May 01, 2018
5 States Where Individual Major Medical Enrollment Was SadTypical statewide average monthly premiums rose 21%. In one state, they rose 99%.
April 30, 2018
DOL Rule Rehearing Is 'Unjustifiable': Eugene ScaliaThe lawyer who fought to vacate the rule says requests like those filed by the AARP and three states have a low success rate.
April 19, 2018
Collapse of Pension Funds Isn't a Distant ProspectFund assets at some funds are too low for good returns to help much.
April 16, 2018
10 States Whose Residents Pay the Least Federal TaxesResidents in the bottom-ranking state pay just over $3,000 per adult, MoneyRates.com reports.
April 16, 2018
10 States Whose Residents Pay the Most Federal TaxesPopulation, wealth and number of returns filed influence total taxes paid.
April 16, 2018
10 States Whose Residents Pay the Most Federal TaxesPopulation, wealth and number of returns filed influence total taxes paid.
April 10, 2018
How Trump's ACA World May Work in 2019, for AgentsNothing in the 2019 parameters document will require issuers to pay agent or broker commissions.