State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Koken Is New NAIC President
By Jim ConnollyByAnchorage, AlaskaIn elections held at their fall meeting here, state regulators elected Pennsylvania Insurance Commissioner Diane Koken as the new president of the National Association ...
September 15, 2004
Optional Federal Charter Supporters Clash With Opponents At HearingOptional Federal Charter Supporters Clash With Opponents At HearingWashingtonThe life insurance industry made another pitch for an optional federal charter at a hearing of the ...
September 08, 2004
Dentegra To Expand AARP Dental ProgramNU Online News Service, Sept. 8, 2004, 5:23 p.m. EDTThe services unit of AARP, Washington, has picked the Delta Dental Insurance Company unit of ...
September 02, 2004
Two Top NAIC Spots Now Up For GrabsByNational Association of Insurance Commissioner Vice President Jim Poolman has resigned from the groups number two spot, meaning that state insurance commissioners will vote to ...
September 01, 2004
Compliance Zero HourThe October 5 deadline for advisors to appoint a chief compliance officer and adopt formal compliance procedures is right around the corner. Are you ready? My...
August 26, 2004
MetLife Agrees To Sell State Street To BlackRockMetLife Inc., New York, has agreed to sell its State Street Research money management unit to BlackRock Inc. for $375 million in cash and ...
August 20, 2004
Oxley-Baker Road Map Continues State ControlA congressional panel has released a discussion draft of the insurance regulation modernization "road map."[@@]The current version of the road map, which is officially ...
August 18, 2004
NAIC President To Head Major P-C GroupByErnst Csiszar said he was resigning his positions as South Carolina insurance director and president of the National Association of Insurance Commissioners to become president ...