State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Panel OKs Bill That Could Limit Venue-Shopping
By Arthur D. PostalThe Senate Judiciary Committee today voted 13-5 to pass a class-action reform bill.[@@]The bill passed by a strong margin despite efforts by some Democrats ...
January 05, 2005
Year-End PotpourriByAs the year unfolds, questions on a variety of subjects arise, opportunities are uncovered (and sometimes missed) and issues start to work their way to ...
December 15, 2004
Iowas Terri Vaughan: 10 Years A RegulatorIowas Terri Vaughan: 10 Years A RegulatorByAfter a decade as a leading insurance regulator, outgoing Iowa Insurance Commissioner Terri Vaughan spoke with National Underwriter about ...
December 14, 2004
New York Tightens Key-Person DefinitionEmpire State regulators want to keep employers from insuring building maintenance engineers as key persons.[@@]The New York State Insurance Department has reacted to the ...
December 08, 2004
Dental Commission Errors To Cost CIGNA $871,245NU Online News Service, Dec. 8, 2004, 9:43 a.m. ESTThe managed care unit of a Philadelphia insurer will be paying $481,245 back to the ...
December 02, 2004
Insurers To NAIC: Target Changes On Broker compInsurers To NAIC: Target Changes On Broker CompByIn advance of a public hearing that the National Association of Insurance Commissioners will hold to get feedback ...
November 17, 2004
Blumenthal: Probe Growing 'In Size And Scope'Blumenthal: Probe Growing In Size And ScopeWashingtonConnecticut Attorney General Richard Blumenthal told a Senate subcommittee last week that his investigation into wrongdoing in the insurance ...
November 12, 2004
NAIC Prepares Response To Broker ProbesState insurance commissioners are preparing inquiry letters to brokers and companies to address allegations about bid-rigging and problems with undisclosed broker compensation arrangements.[@@]Commissioners also ...