State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Ernesto Triggers Florida Drug Refill Law
By Staff WriterHealth carriers in Florida are suspending their usual prescription refill rules.Because of the state of emergency declared due to the approach of Tropical Storm Ernesto, ...
August 23, 2006
Regulators Mull Standardized LTC TrainingProducer training requirements for long term care insurance have state regulators trying to balance consumer protections with a need for licensing uniformity.At issue is a ...
August 14, 2006
Insurer Temporarily Stops Selling In Sunshine StatePenn Treaty American Corp. says one of its main operating subsidiaries will stop selling new Florida insurance policies while it is clearing up paperwork delays.Penn ...
August 08, 2006
New York Updates Plastic Surgery StandardsEmpire State health insurers may not have to pay for liposuction or ordinary nose jobs, but they should pay for plastic surgery that is medically ...
August 08, 2006
New York Updates Plastic Surgery StandardsEmpire State health insurers may not have to pay for liposuction or ordinary nose jobs, but they should pay for plastic surgery that is medically ...
August 03, 2006
Official: Regulatory System Hurts Us OverseasOfficials at the Treasury Department are not yet sure how they want the insurance regulatory system to change, but they believe there is wide agreement ...
August 03, 2006
Official: Regulatory System Hurts Us OverseasOfficials at the Treasury Department are not yet sure how they want the insurance regulatory system to change, but they believe there is wide agreement ...
August 01, 2006
A Process, Not a DestinationWith the advent of SEC Rule 206(4) 7, which requires SEC-registered investment advisors to implement and maintain policies and procedures appropriate for their investment advisory...