State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC's Interstate Compact Initiative Should Be Supported
By James W. SchachtAn announcement by the National Association of Insurance Commissioners in March 2002 at the Reno, Nevada, Spring Meeting caught most attendees by surprise. NAIC President ...
May 26, 2002
NAIC Says Compact An Option To CharterByThe National Association of Insurance Commissioners publicly rolled out an interstate compact draft for product filing that it says will remove the need for insurers ...
May 26, 2002
GAO Says States' Privacy Efforts Slow And PatchyGAO Says States' Privacy Efforts Slow And PatchyByWashington State insurance authorities are behind most of the federal regulators in establishing standards for safeguarding consumer privacy ...
May 21, 2002
NAIC Says Compact Answers Insurer ConcernsNU Online News Service, May 21, 12:43 p.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has publicly rolled out a draft ...
May 19, 2002
Frankel Plea-Bargains As Five Commissioners Sue Vatican For FraudFrankel Plea-Bargains As Five Commissioners Sue Vatican For FraudByJailed financier Martin Frankel entered a guilty plea May 15 on charges that he embezzled money from ...
May 17, 2002
Single-Point Filing Effort AdvancesNU Online News Service, May 17, 6:10 p.m. -- The effort to create a single entity that can accept insurance filings for all states ...
May 15, 2002
Frankel Back In The NewsNU Online News Service, May 15, 12:05 p.m. -- Martin Frankel, a jailed financier accused of costing seven life insurance companies more than $200 ...
May 12, 2002
Regulators Push Ahead On LTC ManualByRegulators are tweaking a Long Term Care Guidance Manual that they intend to have fully adopted by the National Association of Insurance Commissioners.The manual is ...