State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
N.D. Voters Kill Opt-Out Info-Sharing Law
By Staff WriterNU Online News Service, June 13, 10:01 a.m. -- North Dakota residents voted 72% to 28% Wednesday to kill a 2001 state law that ...
June 05, 2002
State Street Research Aurora to CloseJune 4, 2002 -- The State Street Research:Aurora Fund (SSRAX) will close to new investors this month. The fund will close on June 14 in order...
June 03, 2002
NAIFA Pushes For Uniform Producer LicensingNU Online News Service, June 3, 2 p.m. -- Groups that support a federal system for agent licensing point to the lack of uniform ...
June 02, 2002
Privacy Watchers React To California DraftByPrivacy watchers are offering initial reaction to the latest draft of a privacy regulation being developed by the California insurance department.The draft, released on ...
June 02, 2002
NAIC's Interstate Compact Initiative Should Be SupportedAn announcement by the National Association of Insurance Commissioners in March 2002 at the Reno, Nevada, Spring Meeting caught most attendees by surprise. NAIC President ...
May 31, 2002
California Assembly Passes Web Privacy BillNU Online News Service, May 31, 5:23 p.m. -- The California Assembly moved an Internet privacy bill, A.B. 2297, out of the Assembly late ...
May 28, 2002
GAO: States Behind Feds On Privacy RegsNU Online News Service, May 28, 5:39 p.m. -- WashingtonState insurance authorities are behind most federal agencies in establishing the consumer privacy standards required ...
May 26, 2002
NAIC Says Compact An Option To CharterByThe National Association of Insurance Commissioners publicly rolled out an interstate compact draft for product filing that it says will remove the need for insurers ...