State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Florida To Revamp Insurance Oversight
By Staff WriterNU Online News Service, May 9, 12:45 p.m. -- The Florida Legislature has approved a plan that transfers key elements of the state's regulation ...
April 28, 2002
Pressures On The NAICThen And NowByNaples, Fla. The activities of the National Association of Insurance Commissioners always claim a large piece of the program at the meetings of the National ...
April 28, 2002
Insurers' Patriot Act Regs ImminentByInsurers have been told in "unequivocal terms" by the U.S. Treasury Department that proposed regulations establishing guidelines to meet requirements of the U.S. Patriot Act ...
April 25, 2002
Oxley To Treasury: Rein In OCC!NU Online News Service, April 25, 5:21 p.m. -- WashingtonHouse Financial Services Committee Chairman Mike Oxley, R-Findlay, Ohio, is accusing the Office of the ...
April 16, 2002
New York Sends Patriot Act LetterNU Online News Service, April 16, 6:09 p.m. -- Officials at the New York State Insurance Department say they expect the new federal USA ...
April 14, 2002
Regulators Expedite 'Patriot' Act NoticeByNotices of companies' obligations to comply with the Patriot Act will be sent to insurers by their domiciliary insurance departments and in many cases will ...
April 11, 2002
NAIC Adopts Privacy ModelNU Online News Service, April 11, 10:43 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has adopted the Standards for Safeguarding ...
April 01, 2002
North Carolina Blue About To Submit Conversion PlanNU Online News Service, April 1, 4:39 p.m. -- Blue Cross and Blue Shield of North Carolina, Chapel Hill, N.C., says it is about ...