State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Vermont Proceeds With Controversial Consumer Privacy Regs
By Jim ConnollyNU Online News Service, Nov. 2, 6:26 p.m. -- The Vermont Banking, Insurance, Securities and Health Care Administration will file three new department regulations ...
October 14, 2001
Vermont Postpones Decision On Privacy GuidelinesVermont Postpones Decision On Privacy GuidelinesByA proposed rule in Vermont to establish financial privacy guidelines under the Gramm-Leach-Bliley Act of 1999 has been postponed until ...
October 07, 2001
Uniform Privacy Regs Largely The NormByWhile insurers say that uniform privacy regulations have been largely achieved, in a few states, including Vermont, California and Massachusetts, privacy standards are still being ...
October 03, 2001
GAO Posts NAIC Accreditation Report On WebNU Online News Service, Oct. 3, 1:48 p.m. -- The U.S. General Accounting Office has posted "Insurance Regulation: The NAIC Accreditation Program Can Be ...
October 02, 2001
New York Lists Catastrophe Unit LocationsNU Online News Service, Oct. 2, 10:15 a.m. -- The New York State Insurance Department has published an updated list of insurance company mobile ...
October 02, 2001
New York Names Program After LevinState University of New York is starting the Neil D. Levin Graduate Institute of International Relations and Commerce in honor the memory of former New York insurance superintendent who died on Sept. 11, 2001.
September 21, 2001
Massachusetts Commissioner Says Liquidity OKNU Online News Service, Sept. 21, 2:08 p.m. -- Massachusetts Insurance Commissioner Linda Ruthardt says she has no fears of a liquidity crisis affecting ...
September 09, 2001
Letters: New York Agent Group Opposes Dual Charter ProposalNew York Agent Group Opposes Dual Charter Proposals To The Editor: The Independent Insurance Agents Association of New York strongly opposes recent proposals to create ...