State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Catholic Fraternal To Acquire Former Parent
By Staff WriterNU Online News Service, April 27, 2005, 4:15 p.m. EDTCatholic Knights plans to acquire a smaller fraternal benefit society, The Catholic Knights of America, ...
April 15, 2005
California Regulator Ramps Up Broker Comp Battle (Updated)California Insurance Commissioner John Garamendi has proposed new regulations that could require insurance agents and brokers to give customers more information about compensation arrangements.[@@]"This ...
April 13, 2005
Five States Form Mini-CompactBySan Antonio, TexasFive states are not waiting for national implementation of the Interstate Compact in order to speed up the approval process on product filings.The ...
April 06, 2005
N.J., N.Y. Statutory Disability Programs Create OpportunitiesByAlmost every wage earner needs disability insurance. The legislatures of New Jersey and New York recognized this fact more than half a century ago when ...
March 30, 2005
Smarting From SMARTIt looks like the National Association of Insurance Commissioners has decided on a high-stakes strategy in the game of federal regulation, something perhaps along the ...
March 29, 2005
Regulator Reassures Lawmakers About Rule ChangesState insurance regulators are telling state legislators that they are not out to use annual statement instructions to impose tough new financial reporting standards.[@@]Doug ...
March 24, 2005
NAIC President Criticizes Oxley-Baker BillThe leader of the National Association of Insurance Commissioners says commissioners have concerns about the "basic structure" of the proposed State Modernization and Regulatory ...
March 23, 2005
Regulators Respond To Legistlators' SOX ConcernsRegulators Respond To Legislators SOX Concerns NAIC says SOX best practices wont be incorporated automatically into state lawsBy Jim ConnollyInsurance regulators responded to concerns voiced ...