State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Democratic Senate candidates turn to unions for help

March 04, 2014

Democratic Senate candidates turn to unions for help
Democratic Senate candidates turn to unions for help

March 04, 2014

Democratic Senate candidates turn to unions for help
Bad state Obamacare sites

March 03, 2014

Bad state Obamacare sites
Bad state Obamacare sites

March 03, 2014

Bad state Obamacare sites
Buffett says pension tapeworm means years of bad news

March 03, 2014

Buffett says pension tapeworm means years of bad news
Did You Miss the Deadline on the SEC’s Reg S-ID?

February 24, 2014

Did You Miss the Deadline on the SEC’s Reg S-ID?
Dental plans find cavities in exchange stats

February 21, 2014

Dental plans find cavities in exchange stats