State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Exchange may form an audit committee
By Allison BellThe California panel would have two members and meet twice a year.
February 04, 2014
Medical marijuana leaves workers’ comp in cloud of confusionFederal vs. state on the issue of weed.
February 04, 2014
Medical marijuana leaves workers’ comp in cloud of confusionFederal vs. state on the issue of weed.
January 31, 2014
Northern States at Top, Southern States Bottom, in Income SecurityThe number of Americans living paycheck to paycheck reaches farther up the income scale than stereotypes might suggest.
January 31, 2014
In insurance captives debate, ‘everything is on the table’ – NAIC presidentEverything includes moves to potentially eliminate use of captives altogether and development of standards for uniformity across states, said Adam Hamm.
January 30, 2014
Senate passes NARAB billThe legislation is modeled after the National Association of Securities Dealers and will be a completely voluntary, self-regulating organization.
January 28, 2014
More gov't oversight of insurance industry?A Wharton School professor suggests that the industrys current state-based regulatory system is out of date and is focused on the wrong problems.
January 28, 2014
NARAB bill under White House scrutinyThe administration has concerns about a provision that could limit who the president could nominate to the NARAB board.