State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NARAB bill under White House scrutiny
By Arthur D. PostalThe administration has concerns about a provision that could limit who the president could nominate to the NARAB board.
January 27, 2014
Texas adds navigator rulesResidents can help spouses, in-laws and close blood relatives -- but not cousins -- without special training.
January 16, 2014
Prof gauges exchange death spiral riskSeth Chandler says some states look a lot better than others.
January 16, 2014
Prof gauges exchange death spiral riskSeth Chandler says some states look a lot better than others.
January 15, 2014
Would You Take $10K to Swap Your Pension for a 401(k)?A bill in Washington state aimed at cutting costs offers incentive to move state workers to DC plans.
January 13, 2014
States race to convert approvalsMassachusetts and Maryland lead in terms of getting qualified prospects to sign up.
January 09, 2014
OppenheimerFunds Names Picciotto CCOMark Vandehey, Oppenheimers current CCO, plans to retire after a transition period with Picciotto.
January 02, 2014
Several attorneys general call PPACA changes illegalPatrick Morrisey earlier organized a letter about HealthCare.gov problems.