State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurers Fight Model Giving State Securities Regulators Variable Product Oversight
By Jim ConnollyInsurers Fight Model Giving State Securities Regulators Variable Product OversightByLife insurers and producers are making a last-ditch effort to stave off a model regulation that ...
July 25, 2002
Regulators Fine-Tune CSO Model RegNU Online News Service, July 25, 1:52 p.m. -- Members of the National Association of Insurance Commissioners, Kansas City, Mo., have made two significant ...
July 24, 2002
InterStudy Releases HMO DatabaseNU Online News Service, July 24, 10:30 a.m. -- InterStudy Publications, St. Paul, Minn., a unit of Decision Resources Inc., has released The Interstudy ...
July 22, 2002
Insurers Fight Variable Product ProposalNU Online News Service, July 22, 9:42 a.m. -- Life insurers and producers are making one last push to stave off a model regulation ...
July 21, 2002
New Qualified Plan Distribution Regs: Opportunity For Annuity ProducersBy now, most of you have read something on the new (and final) regulations for qualified plan distributions, which were issued by the IRS on ...
July 21, 2002
Experts Eye Split Dollar Proposed RegsByThe good news is that the new proposed regulations on split dollar life insurance arrangements only address prospective plans, according to Albert J. Bud Schiff, ...
July 21, 2002
Fed Charter Specter Binds State OfficialsByThe pressure to maintain state authority is acting as a unifying force as legislators prepare to meet in Denver this week to continue work on ...
July 17, 2002
NCSL To Consider Product Filing CompactNU Online News Service, July 17, 7:35 p.m. -- Members of the National Conference of State Legislators will discuss an updated version of the ...