State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Annuity Minimum Values Debated
By Jim ConnollyByRegulators and some insurers contend that establishing an interest rate index is the first and most immediate step that needs to be taken to make ...
August 28, 2002
Thrivent Gets Official Name ApprovalNU Online News Service, Aug. 28, 1:18 p.m. -- Thrivent Financial for Lutherans, Appleton, Wis., says it now has official permission to do business ...
August 23, 2002
NAIC May Reopen Model Privacy RegNU Online News Service, Aug. 23, 4:45 p.m. -- Regulators at the National Association of Insurance Commissioners, Kansas City, Mo., are discussing a proposed ...
August 22, 2002
Alaska Schedules Privacy Reg HearingNU Online News Service, Aug. 22, 6:53 p.m. -- The Alaska Division of Insurance has released a draft of a proposed financial privacy regulation ...
August 11, 2002
VA Sales Oversight Decision Left In Hands Of State LegislaturesVA Sales Oversight Decision Left In Hands Of State LegislaturesByWith the adoption of a new model law, state legislatures may be cast in the role ...
August 04, 2002
NAIC Discussions Continue On Market Conduct, NonforfeitureNAIC Discussions Continue On Market Conduct, NonforfeitureByWith a September 1 pilot launch in sight for a market conduct project, details over how data will be ...
August 04, 2002
Software Bugs Cost Billions AnnuallyA Department of Commerce study has concluded that software bugs, or errors, cost the U.S. economy an estimated $59.5 billion annually, but not everyone agrees ...
August 04, 2002
Class Action Suits Have Weakened State Regulation, ACLI Tells CongressByWashington Class action lawsuits have steadily weakened the very fabric of state regulation of insurance, says the American Council of Life Insurers, Washington.ACLI says the ...