State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

IIAA Policy Shift Could Put Heat On State Regulators

By Staff Writer
Speed To Market Strategy: Tailor Product Filings To Each State

February 03, 2002

Speed To Market Strategy: Tailor Product Filings To Each State
Insurers Sue Over Vermont Privacy Reg

January 30, 2002

Insurers Sue Over Vermont Privacy Reg
Commissioners Set To Discuss States' Progress, Federal Options

January 27, 2002

Commissioners Set To Discuss States' Progress, Federal Options
NCOIL Sends Federal Charter Letter To Schumer

January 21, 2002

NCOIL Sends Federal Charter Letter To Schumer
New York Puts Empire Conversion Bill On Web

January 18, 2002

New York Puts Empire Conversion Bill On Web
N.C. Blues Told Conversion Plan Is Incomplete

January 18, 2002

N.C. Blues Told Conversion Plan Is Incomplete
Commissioners To Discuss State Regulation

January 17, 2002

Commissioners To Discuss State Regulation