State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL Official Comments On NAIC Open Meetings Policy
By Jim ConnollyAn officer of the National Conference of Insurance Legislators says the National Association of Insurance Commissioners has repeatedly disregarded the "sunshine laws" in effect in ...
April 29, 2007
Many State LTC Partnerships On The Brink Of Completion, Experts SayState long term care insurance Partnership programs, brewing since President Bush signed the Deficit Reduction Act in February 2006, are poised to make an impact ...
April 23, 2007
NCOIL To Study State RegulationThe National Conference of Insurance Legislators, Troy, N.Y., is launching what it says will be a thorough study of state insurance regulation.The Study on State ...
April 20, 2007
Fla. Insurance Official ResignsAn official of the Florida Office of Insurance Regulation has resigned following reports the department is being investigated for improper political activity.Insurance Commissioner Kevin McCarty ...
April 08, 2007
Regulators Defend Record On LTC OversightAsked for their reaction to a March 26 New York Times article that said long term care insurers are denying thousands of claims of elderly ...
April 08, 2007
Regulators Defend Record On LTC OversightAsked for their reaction to a March 26 New York Times article that said long term care insurers are denying thousands of claims of elderly ...
April 01, 2007
What if the Horse Has Left the Barn?It is ideal to have a new employee sign a restrictive covenant when he begins his employment. But what if you don't do so at...
April 01, 2007
A Compliance CultureReceNt NASD actions have led to increased compliance efforts on the part of many firms. The Financial Services Institute has released "Independent Broker-Dealers: Building a...