State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Sunshine State To Back Mobile Consumers
By Staff WriterThe Florida Office of Insurance Regulation has scheduled a March 31 hearing in Tallahassee, Fla., on proposed insurance travel underwriting regulations.The proposed regulations would prohibit ...
March 01, 2006
Why We Went RIAThe increased burden of compliance is troubling many RIAs these days, but there's another side to the story. While we didn't realize it at the...
February 19, 2006
Congress Tightens Rules For Medicaid PlanningAs part of the Deficit Reduction Act of 2005 passed Feb. 1, Congress has tightened up the rules governing Medicaid eligibility, making it much more ...
February 19, 2006
Congress Tightens Rules For Medicaid PlanningAs part of the Deficit Reduction Act of 2005 passed Feb. 1, Congress has tightened up the rules governing Medicaid eligibility, making it much more ...
February 12, 2006
AIG To Pay $1.64 Billion To Settle Fraud ChargesAmerican International Group will pay a record $1.64 billion to settle state and federal charges of securities fraud, bid-rigging and failure to pay proper contributions ...
February 12, 2006
Pi?ata TimeIt's weeks like this--when there's a veritable explosion of lawsuits, investigations, regulatory demands and accusations--that you begin to wonder how industry leaders and just plain ...
February 12, 2006
L06editorsedgeIt's weeks like this--when there's a veritable explosion of lawsuits, investigations, regulatory demands and accusations--that you begin to wonder how industry leaders and just plain ...
February 07, 2006
Treasury Speaker Notes Lack Of UniformityA top U.S. Treasury Department official delivered a wide-ranging speech Monday at state insurance commissioners' annual conference in Naples, Fla.The 4-day event, which started Sunday, ...