State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Officials Blast OFC Proposal
By Jim ConnollyState regulators and state lawmakers are attacking a bill that could force state insurance departments to compete with a new federal agency for the opportunity ...
April 05, 2006
Lawmakers Unveil Federal Charter ProposalA new Senate bill would let both insurers and producers choose between regulation by state insurance departments or by an Office of National Insurance.The bill, ...
April 05, 2006
Lawmakers Unveil Federal Charter ProposalA new Senate bill would let both insurers and producers choose between regulation by state insurance departments or by an Office of National Insurance.The bill, ...
April 02, 2006
Fast Vs. WowSomeone recently asked for ideas on a quick way to build something in my area of knowledge. My quick answer: Which law are you willing ...
March 24, 2006
New York Defines "Key Person"Empire State regulators have adopted emergency regulations in an effort to tighten controls over sales of company-owned life insurance.The new New York state regulations require ...
March 23, 2006
New York Defines "Key Person"Empire State regulators have adopted emergency regulations in an effort to tighten controls over sales of company-owned life insurance.The new New York state regulations require ...
March 19, 2006
Congress Continues To Weigh Data Security BillsThe House Financial Services Committee is considering legislation that would establish a national standard on data security, but at press time it appears unlikely that ...
March 19, 2006
Congress Continues To Weigh Data Security BillsThe House Financial Services Committee is considering legislation that would establish a national standard on data security, but at press time it appears unlikely that ...