State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Birnbaum Calls Paulson Comments Orwellian
By Jim ConnollyA consumer advocate is blasting efforts by U.S. Treasury Secretary Henry Paulson to blame state regulators for the events that led to the takeover of ...
September 21, 2008
Separation Of Powers Is WorkingThe controversial proposal by the Securities and Exchange Commission, to adopt Rule 151A, could have a major impact on development, marketing, purchase and oversight of fixed indexed annuities (FIAs). This Rule, which would...
September 20, 2008
Separation Of Powers Is WorkingThe controversial proposal by the Securities and Exchange Commission, to adopt Rule 151A, could have a major impact on development, marketing, purchase and oversight of fixed indexed annuities (FIAs). This Rule, which would...
September 12, 2008
NAIC To Support OII, But NCOIL DemursThe National Association of Insurance Commissioners has announced it will support legislation creating an Office of Insurance Information within the Treasury Department.The NAIC made its ...
September 12, 2008
NAIC To Support OII, But NCOIL DemursThe National Association of Insurance Commissioners has announced it will support legislation creating an Office of Insurance Information within the Treasury Department.The NAIC made its ...
September 10, 2008
NAIFA Council Members OK OFC ProposalMembers of the National Association of Insurance and Financial Advisors' national council today agreed to support the concept of letting insurance industry players choose between ...
September 09, 2008
NAIFA Members To Vote On OFC ResolutionThe National Association of Insurance and Financial Advisors is using its 2008 convention to announce several major new alliances.Members of NAIFA, Falls Church, Va., are ...
September 09, 2008
NAIFA Members To Vote On OFC ResolutionThe National Association of Insurance and Financial Advisors is using its 2008 convention to announce several major new alliances.Members of NAIFA, Falls Church, Va., are ...