State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Landgraf: States Will Try To Limit Federal Role
By Jim ConnollyThe financial crisis will affect how insurers will be regulated, one legal expert predicts.Charles Landgraf, an attorney in the Washington office of Dewey & LeBoeuf ...
November 04, 2008
Secondary Market Firm To Serve HawaiiLegacy Benefits L.L.C. has received a license that gives it the ability to buy in-force life insurance policies in the Aloha State.Legacy Benefits, New York, ...
November 04, 2008
Secondary Market Firm To Serve HawaiiLegacy Benefits L.L.C. has received a license that gives it the ability to buy in-force life insurance policies in the Aloha State.Legacy Benefits, New York, ...
November 02, 2008
Is NAIC's Rating Agency Proposal Investment Grade?One of the more interesting projects state insurance commissioners have on the burner is a plan to start up a rating agency.The first mention of ...
November 02, 2008
Is NAIC's Rating Agency Proposal Investment Grade?One of the more interesting projects state insurance commissioners have on the burner is a plan to start up a rating agency.The first mention of ...
November 01, 2008
Reasoned and ReasonableFor those many of you who called or e-mailed me about my last column regarding the confusion that is too often caused by both self...
October 28, 2008
States seek regulatory improvementsMontana state insurance regulators will start gathering nationwide information on insurance companies regarding market conduct, although the decision to make this information public hasn't been made yet, according to the Billings Gazette in Montana.
October 15, 2008
AARP To Help Monitor Free LunchesTwo national groups have teamed up to encourage seniors to report advisors who promote unsuitable investments at "free-lunch seminars."AARP, Washington, and the North American Securities ...