State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Oppenheimer, Illinois Settle 529 Plan Dispute
By Trevor ThomasOppenheimerFunds Inc. and the state of Illinois announced they have agreed to settle the state's investigation of the way Oppenheimer and 3 subsidiaries managed part of Illinois' 529 college savings program.
December 23, 2009
7 Major Insurance-Related Bills of 2009According to a study by the Insurance Compliance Solutions group at Wolters Kluwer Financial Services, 2009 was the biggest year in recent history for insurance-related regulatory reform.
December 22, 2009
NCOIL Pans NAIC National Commission ProposalThe officers of the National Conference of Insurance Legislators say a National Association of Insurance Commissioners coordination proposal would weaken state authority.
December 21, 2009
NCOIL Pans NAIC National Commission ProposalThe officers of the National Conference of Insurance Legislators say a National Association of Insurance Commissioners coordination proposal would weaken state authority.
December 10, 2009
Houses Passes Financial Package 223-202Members of the House today voted 223-202 to approve H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009.
December 07, 2009
Missouri Sticks With IIPRC StandardsThe Show Me State has agreed to use annuity standards set by the Interstate Insurance Product Regulation Commission.
December 01, 2009
Historical Research: The Canal BuilderDeWitt Clinton (1769-1828) was an early American politician who transformed the country in far-reaching ways -- physically, economically and financially. He was the driving force...
November 24, 2009
Agency Argues Reform's State BenefitsProposed health care reforms could have significant benefits for families, seniors and businesses in many states, a new report from the U.S. Department of Health and Human Services asserts.