State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York: Report Using Our Rules
By Jim ConnollyWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.
February 13, 2009
NCOIL Writes In Opposition To OFC ConceptThe National Conference of Insurance Legislators cites potential losses of jobs and state revenue as reasons to oppose creating an optional federal charter for insurers.
February 13, 2009
NCOIL Writes In Opposition To OFC ConceptThe National Conference of Insurance Legislators cites potential losses of jobs and state revenue as reasons to oppose creating an optional federal charter for insurers.
February 13, 2009
Connecticut Grants Hartford 2 ExceptionsConnecticut has given Hartford Financial Services Group Inc. permission to use 2 variations from the usual statutory filing regulatory requirements, the company says.
February 12, 2009
Consumer Group Attack OFC ConceptJurisdiction over insurance regulation should remain with the states, and switching to an optional federal insurance charter system would be tantamount to deregulation, a consumer group writes
February 12, 2009
Consumer Group Attack OFC ConceptJurisdiction over insurance regulation should remain with the states, and switching to an optional federal insurance charter system would be tantamount to deregulation, a consumer group writes
February 11, 2009
Malone: The Current Oversight System WorksState insurance regulation is here to stay, an investment banker says.
February 11, 2009
Malone: The Current Oversight System WorksState insurance regulation is here to stay, an investment banker says.