State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Dodd To Go Solo On Financial Services Bill
By Arthur D. PostalSen. Christopher Dodd says he has pulled the plug on efforts to develop a bipartisan financial services bill because of concerns that time is running out.
March 01, 2010
Solvency Panel To Review PaperMembers of the International Solvency Working Group are reviewing comments on a capital requirements consultation paper.
March 01, 2010
Solvency Panel To Review PaperMembers of the International Solvency Working Group are reviewing comments on a capital requirements consultation paper.
February 22, 2010
Settlement MapConfused on your state's life settlement regulations? Check out this map, which shows you at a glance which states regulate settlements - and which don't.
February 18, 2010
Kaiser Reports Surging Medicaid EnrollmentAlmost 3.3 million more people were enrolled in state Medicaid programs in June 2009 than in the previous June, a new analysis by the Kaiser Family Foundation reports.
February 01, 2010
Free-lunch seminars in the spotlight ... againFor the last few years, regulators have been targeting free-lunch seminars as potential vehicles for senior financial abuse.
January 31, 2010
Free-lunch seminars in the spotlight ... againFor the last few years, regulators have been targeting free-lunch seminars as potential vehicles for senior financial abuse.
January 29, 2010
Sircon's ProducerEDGE gives producers the ability to self-manage their complianceSircon Corporation, Okemos, Mich., has announced the release of its newest web-based compliance service, ProducerEDGE.